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Thomas Truck Training Ltd
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Operators Pre-use Shift Check & Through Inspection


When should an operator inspect the forklift truck?

An operator should inspect the forklift truck every day before using.

What does a daily inspections involve?

The operator should carry out a visual check ("circle" check) before starting the forklift. After completing the visual pre-start check, the operator should do an operational pre-use check.

What should an operator inspect during the visual pre-use check?

  • General condition and cleanliness.

  • Floor -- clear of objects that could cause an accident.

  • Overhead -- no obstructions.

  • Nearby objects to avoid as you drive away.

  • Engine oil level, fuel level, radiator water level (LPG, gas and diesel forklifts).

  • Battery -- fully charged; check cables for exposed wires; battery plug connections not loose, worn or dirty; vent caps not clogged; electrolyte levels in cells; hold downs or brackets keep battery securely in place.

  • Bolts, nuts, guards, chains, or hydraulic hose reels not damaged, missing or loose.

  • Wheels and tires -- check for wear, damage, and air pressure, if pneumatic tires.

  • Forks -- forks not bent; no cracks present; positioning latches in good working condition; carriage castling not broken, chipped or worn.

  • Chain anchor pins -- not worn, loose or bent.

  • Fluid Leaks -- no damp spots or drips.

  • Hoses -- held securely; not loose, crimped, worn or rubbing.

  • Horn -- working and loud enough to be heard in working environment; other warning devices operational.

  • Lights -- head lights and warning lights operational.
    Report any problems identified in daily check to the supervisor immediately

No Responsibility accepted for the accuracy of this article

DAILY CHECKLIST (Example only)

 

It is the responsibility of the operator to ensure that the truck is ready and safe to use

Operators Name…………………………………………….…..   Date …………………..…………

Machine ID………………………………………………………………….

Lift truck pre-use record

Item

* Y or N

Defect

Reported to

1. Fork arms   

 

 

 

2. Carriage plate

 

 

 

3. Load guard

 

 

 

4. Mast

 

 

 

5. Mast rollers/slides

 

 

 

6. Lift chains and pulleys

 

 

 

7. Hydraulics

 

 

 

8. Tyres

 

 

 

8. Wheels

 

 

 

9. Operating position

 

 

 

10. Operators seat

 

 

 

11. Gas truck cylinder safe

 

 

 

12. Starting procedure i.c.e

 

 

 

13. Starting procedure Electric

 

 

 

14. Lights

 

 

 

15. Audible warnings

 

 

 

16. Hydraulic controls

 

 

 

17. Driving & breaking

 

 

 

18. Steering

 

 

 

19. External condition

 

 

 

20 Any unusual noises

 

 

 

After carrying out the above checks please sign below…
 

I have carried out the above checks and…..

----------------------------------------

It is in good working order:-                   Operators  Sig

 

Reported a defect to:-                              Operators  Sig

 

Found the truck UNFIT for use:            Operators  Sig

 

Action Taken and by whom

 

 

Supervisors Signature

A faulty truck should not be used until it has been repaired  Report all faults to the Supervisor or Manager  Do not attempt to repairs your self unless authorised

 
Operator pre-shift check books Get a free copy
It is important that an operator is able to do a "informed" and "knowledgeable check" of the lift truck that they are going to operate on an employers behalf. This standard has been addressed by the accrediting bodies by incorporating a visual check at the time the operator is tested. And that check is recorded as part of there awareness training. However in most cases that is where this good practice stops. To help with this Thomas Truck Training have designed an "Operators Check Book" that can be used at the start of every shift, and is based on what the operator already knows as good working practice. We have even incorporated a description of what should be checked should the operator forget at the start of a shift at 4AM !!   Click here for more details
 

Can you spot the fault??

   
Click on the pick for a "Through Inspection" inspection
And this is what you could have missed.
 

 

Although the Thorough Examination of lifting equipment, which includes fork lift trucks, has been a requirement since 1998, there are still some areas of confusion and misunderstanding.

This applies to all fork lift trucks and pallet trucks but also  to other types of lifting equipment.

Any person who is responsible for the safe and legal use of fork lift trucks should have a sound understanding of the following information. 
including.... 

  • the employers
    managers of fork lift truck operators, 
    owners of fork lift trucks
    maintenance engineers of fork lift trucks
    drivers.

A Thorough Examination is a statutory requirement for lifting equipment under the Lifting Operations and Lifting Equipment Regulations 1998 (LOLER 98), Regulation 9. It has the same purpose as an MOT inspection by providing a report which identifies that the lifting equipment is safe to use, and/or advice that needs to be followed to avoid risks in use. It is just as important as an MOT probably more so! There is a legal requirement for a Thorough Examination to be carried out on fork lift trucks at least once a year, and often more frequently depending on conditions of use.

There are legal requirements under the Provision and Use of Work Equipment Regulations 1998 (PUWER 98), Regulation 6. They require all safety aspects of the truck to be inspected, and actions specified to remedy any defects found before they can create risks in use. To avoid duplication of effort the inspection of these other items would normally be carried out within the Thorough Examination

A Chain Inspection is the name often used for inspections under old legislation. As a term it is out of date. A Thorough Examination includes the inspection of chains and forks, but much more besides

A LOLER Inspection is sometimes used, incorrectly, to describe a Thorough Examination. It is used because LOLER is the shortened version of “Lifting Operations and Lifting Equipment Regulations 1998”. These regulations, and the associated Approved Code of Practice, prescribe the format to be used for the Report of a Thorough Examination. It is safest to stick to the term Thorough Examination

A Safety Inspection is a term sometimes used to describe Thorough Examination under LOLER 98 and other inspection requirements under PUWER 98. To avoid confusion the FLTA embraces both requirements within the term Thorough Examination.

A Thorough Examination is the inspection of lifting equipment, as required by LOLER 98, and other safety related components or equipment, as required by PUWER 98. A Competent Person is required to examine these items, check them for serviceability and report accordingly. It is not a full maintenance inspection of the truck. A Thorough Examination is substantially different from a maintenance inspection and the Competent Person has different duties to fulfil under the law.

Although A Thorough Examination can cover both regulations, it is a single examination.

LOLER 98   PUWER98
 Chains
 Forks
 Mast
 Carriage
 Tilt Mechanism
Breaks
Steering
Seat Restraint
Overhead Guard 
Tyres
 

Through
Examination

This is a legal requirement

 

 

 

The employers responsibility. Under Health and Safety legislation the employer has a duty of care “It shall be the duty of every employer to ensure, as far as is reasonably practical, the health, safety and we/fare at work of a/I his employees”. The employer must ensure that the fork lift trucks that his/her operators use are safe. This is achieved through the implementation of a programme of Thorough Examinations. (Remembering that Thorough Examinations run alongside necessary maintenance procedures and checks. But not in place of them.)

The employer is the owner of the fork lift truck. His duty is clear. The employer must make arrangements for every fork lift truck to be Thoroughly Examined on a regular basis, at least once per year. (The actual frequency to be determined by a Competent Person.)

The employer who is not the owner of the fork lift truck but leases it, or rents it on a long term basis, usually 12 months or more, the responsibility is the same as though the trucks were his own.

The employer who is on short term lease or contract of a fork lift truck of say less than 12 months, then the owner of the truck, the rental company, is responsible for arranging the Thorough Examination. However, the employer must still satisfy himself that such an examination has been conducted at an appropriate time. This can be achieved by insisting that a copy of the current Report of Thorough Examination is provided with other rental documentation. If there is not one supplied then demand to see it before you let your employees use the truck.

A Competent Person for the purpose of Thorough Examination is an experienced service engineer or examiner who meets the general criteria as explained in LOLER 98

   An authorised fork lift truck service engineer.
   An insurance company lifting equipment examiner.
   An examiner from a specialist inspection company.

A Competent Persons training should fall into one of the following categories bearing in mind that you probably cannot carry out your own MOT inspections.

The important considerations are....

    An already competent person, must authorise the engineer as a Competent Person for the purpose of conducting Thorough Examinations.
    The engineer must have an appropriate level of experience and training. A recommendation of a minimum of 5 years’ experience as a fork lift truck service engineer and successful completion of a Thorough Examination course may be reasonable. Along with a revalidation every 5 years.
    A Competent Person validating for his own company needs to be independent from the routine maintenance of the lift trucks. This means that there needs to be a number of suitably qualified engineers, and a management system to prope
rly control them.

A Thorough Examination on a periodic basis. BITA GN28 recommendations on intervals for periodic Thorough Examination which are......

Minimum Intervals Between Examinations             Operating Circumstances
12 months Any truck working up to 40 hours
 per week, without attachments other 
than side shift. (mandatory)

6 Months

Any truck used for lifting persons, 
no matter how infrequent (mandatory)

6 Months

Any truck fitted with an attachment 
other than a side shift.

6 Months

Any truck working between 40 and 80
 hours per week.
4 Months Any truck working in excess of 80 hours
 per week.
4 Months
Any truck working in arduous conditions
Such as....

Marine environments
Corrosive chemical environment
Metal manufacturing or processing
Cement/aggregate processing, or 
abrasive partials are present
Brine Processing

Extracted from BITA note GN28  

These guidelines have been issued to HSE Inspectors. There is also a requirement to have a Thorough Examination if the fork lift truck has been involved in a major incident or if it has had significant repairs or renovation. 

Seat restraints may not always be required. For example reach trucks and trucks with stand-on operators do not need to have a seat belt fitted. Additionally in certain circumstances older counterbalance trucks may still be used without a seat belt, but such use should be backed up with a written risk assessment. For further information see the HSE Information Sheet MISC 241

If the Thorough Examination fails then the Competent Person will make a report. On the report he/she will list any defects they have found. If there are no defects then the fork lift truck can continue in use. With defects that do not create imminent risk. A timescale may be given within which the faults must be rectified. It must within this period, but meanwhile the equipment may continue in use. The equipment may also be taken out of use until the faults have been rectified. The Competent Person will then check that the defects have been rectified within the given period. Where there is a defect that could imminently be of danger to persons, the Competent Person is bound to recommend that the equipment cannot be used until the fault has been rectified. In these circumstances the equipment must be taken out of use immediately. It may not be used again until the defect has been rectified and signed off by a Competent Person.

The Competent person reports that the lift truck truck is fit for use.  However, he/she does have a duty to send a copy of there report to the relevant enforcing authority in certain situations. This applies where there is, in there opinion, a defect in the equipment involving an existing or imminent risk of serious personal injury. This requirement is limited to those cases where there would be a risk of serious personal injury arising from failure of the equipment should anyone attempt to use it further to the time of the examination. Examples would be a broken link in a chain or a cracked brake pipe.

The need for a formal MOT inspection does not apply to a fork lift truck, but it must have a Thorough Examination instead. This is a specific legal requirement and must be completed as such. It may be that faults are found that the Competent Person can fix, if they are also a service engineer, before they leave your site. That’s fine. That’s one of the benefits of using a Competent Person from a fork lift truck company. However, it should be remembered that the Competent Person is legally obliged to comment on safety related faults in the Report of Thorough Examination. That way a true record of the equipment is being kept. That’s in everyone’s best interests, especially the employer.

The Thorough Examination is an additional item on your maintenance contracts. It is a separate safety inspection. You may have a contract that includes it, but it should be stated separately. additional item.

The company's competent person can carry out a Thorough Examination as you already have cranes and hydraulic jacks and other lifting equipment. Additionally deciding to maintain your fork lift trucks with a fork lift truck company, but have all your lifting equipment Thoroughly Examined by a specialist inspection company

A fork lift truck company has your maintenance agreement then they will no doubt arrange and invoice the Thorough Examination separately. You should expect it to be carried out by a different engineer to the one who usually services and/or repairs the truck. This other engineer may also be able to carry out the next due service, but he will treat the Thorough Examination and the service as two different events. This is because he is required to carry out, and report on the Thorough Examination as a specific safety inspection, just like an MOT

The Thorough Examination is a specific legal requirement and must be completed as such. It may be that faults are found that the Competent Person can fix, if they are also a service engineer, before they leave your site. That’s fine. That’s one of the benefits of using a Competent Person from a fork lift truck company. However, it should be remembered that the Competent Person is legally obliged to comment on safety related faults in the Report of Thorough Examination. That way a true record of the equipment is being kept. That’s in everyone’s best interests, especially the employer.

Infrequent use of a fork lift has the same requirements for Thorough Examination as any other fork lift  No exceptions.

The use of hand pallets. There is an argument that more accidents are caused by hand-pallet trucks than by any other types of lifting equipment. Hand pallet trucks come under LOLER 98 but the risks associated with their use are relatively low compared to ride-on trucks. With this in mind, they are not required to have formal safety inspections. However, owners must be able to demonstrate that they have procedures in place that check they are safe to use. Routine maintenance inspections would need to be carried out. The safe recommendation is that they are Thoroughly Examined. It will not be a long or complex task. Consider having  them examined at the same time as other equipment.

Further information....

These publications can be purchased from HSE Book (Tel: 01787 881165)

• Safe Use of Work Equipment
Provision and Use of Work Equipment Regulations 1998
(PUWER 98)
Approved Code of Practice And Guidance
HSE Code L22
ISBN Code 0-7176-1626-6

 •    Safe Use of Lifting Equipment
Lifting Operations and Lifting Equipment Regulations 1998
(LOLER 98)
Approved Code of Practice and Guidance
HSE Code L113
ISBN Code 0-7176-1828-2

This publication can be purchased from British Industrial Truck Association (BITA)
 (Tel: 01344 623800).
 •    Safety Inspections Of Industrial Lift Trucks
GN28

This publication can be purchased from Fork Lift Truck Association (FLTA)
(Tel: 01256 381441)

 •    Technical Bulletin 05

No Responsibility accepted for the accuracy of this article